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COMPLIANCE ANALYST II

Stifel - St. Louis, MO

SUMMARY The Compliance Analyst II uses independent judgement on reviews for outside business activities, private securities transactions and fiduciary role requests and makes determinations based on the facts presented. The Analyst II identifies conflicts of interest and risks; thinks “outside the box” to ask the right questions needed to gather information. The analy...

COMPLIANCE ASSOCIATE II- AML- CLIENT INTELLIGENCE UNIT

Stifel - St. Louis, MO

SUMMARY Stifel's Compliance Anti-money Laundering (AML) department is looking for a dedicated associate to join its growing Client Intelligence Unit (CIU). In this role, the Compliance Associate II- AML- Client Intelligence Unit will assist in creating transactional data and background reviews. The AML CIU Associate II will also be responsible for requesting KYC docum...

REGULATORY ACCOUNTANT II

Stifel - St. Louis, MO

SUMMARY Under administrative direction, the employee is responsible for preparing regulatory computations and filings for the Company's broker-dealer subsidiaries. These include periodic reserve deposit requirements, net capital calculations, FOCUS reports and other supplemental schedules. This role will also support the monthly financial close process by preparing jo...

COMPLIANCE ASSOCIATE I- AML- CLIENT INTELLIGENCE UNIT

Stifel - St. Louis, MO

SUMMARY Stifel's Compliance Anti-money Laundering (AML) department is looking for a dedicated associate to join its growing Client Intelligence Unit (CIU). In this role, the Compliance Associate I- AML- Client Intelligence Unit will assist in creating transactional data and background reviews. The AML CIU associate will also be responsible for requesting KYC documentat...

APPLICATION SUPPORT ANALYST

Stifel - St. Louis, MO

POSITION SUMMARY Under general supervision the Application Support Analyst serves as the primary subject matter expert for technical and business driven applications prevalent in the environment. Responsibilities include a full understanding of the applications functionality, maintenance, documentation, infrastructure requirements, and impacted IT and business areas. ...

CLIENT SERVICE ASSOCIATE - PART TIME (TEMPORARY)

Stifel - Pueblo, CO

POSITION SUMMARY The Client Services Associate- Part Time assists one or more Financial Advisor(s) (FA(s)) with the opening and maintenance of client accounts and records, performs a wide variety of administrative support duties, including but not limited to, word processing, preparing mailings, filing, answering the phone, obtaining approvals for FA(s) communications...

OPERATIONS ASSOCIATE- ENTITLEMENTS & ACCESS CONTROL

Stifel - St. Louis, MO

SUMMARY Stifel's Operations department is looking for an enthusiastic, service oriented individual to work on the Entitlements & Access Control team. In this role, the Operations Associate will be responsible for maintaining and reviewing permissions within various software programs including but not limited to Thomson One Advisor Workstation, Beta, eQuest, NetEx 360,...

CLIENT SERVICE ASSOCIATE

Stifel - Coeur D'Alene, ID

SUMMARY The Client Services Associate (NR) assists one or more Financial Advisors (FA) with the opening and maintenance of client accounts and records; performs a wide variety of administrative support duties, including but not limited to, data entry, preparing mailings, filing, answering the phone, obtaining approvals for FA communications and advertisements;...

SENIOR IT AUDITOR

Stifel - St. Louis, MO

SUMMARY Under immediate supervision, the Senior IT Auditor contributes to the mission of the Internal Audit function by promoting and ensuring an effective control environment through professional IT audits, awareness and education and consultation services. The Senior IT Auditor will lead and participate in audits for Stifel locations and auditable entities (domestic...

CENTRAL SUPERVISION ASSOCIATE

Stifel - St. Louis, MO

SUMMARY Central Supervision is a critical department for Stifel and supports branch offices in the Private Client Group by performing supervisory functions on behalf of the Branch Office Managers. Each region has a dedicated team that exclusively supports the branch offices in their region. Due to continued growth, the department is looking to add a Central Supervisio...

CENTRAL SUPERVISION ANALYST

Stifel - St. Louis, MO

SUMMARY The Central Supervision Analyst assists the Central Supervision Manager/Supervisor in their supervisory review function for assigned Branch Managers and Financial Advisors of the Central Supervision Department. The Analyst assists the Supervisors in all aspects of their job with the intent upon passing required licenses to progress to the next level.

FINANCIAL PLANNING MANAGER

Stifel - St. Louis, MO

SUMMARY Stifel's Financial Planning department is looking to add a seasoned financial planning professional to our growing team. In this role, the Financial Planning Manager will manage, conduct, and coordinate the day to day financial planning activities, process and workflow, including the plan creation, review and presentation process. The Manager is also responsibl...

OPERATIONS ASSOCIATE III- ABANDONED & INACTIVE ACCOUNTS

Stifel - St. Louis, MO

SUMMARY The Abandoned & Inactive Accounts Associate III performs department processes, including training and support of department team members. The Associate III duties are assigned in accordance with the department procedures and include researching abandoned accounts, locating customers, and working with other departments and branches to report and submit abandone...

OPERATIONS ASSOCIATE- CLIENT SERVICES HELP DESK

Stifel - St. Louis, MO

SUMMARY The Client Services Help Desk department is looking for an enthusiastic, service-oriented associate to join our unique and exciting team. The Client Services Help Desk Specialist provides support for Stifel associates and Stifel clients. This includes technology support, training on core applications, and working collaboratively with teammates and various depa...

OPERATIONS ASSOCIATE - IRA & QUALIFIED PLANS

Stifel - St. Louis, MO

SUMMARY The Operations Associate - IRA & Qualified Plans is responsible for reconciling data received from systems and/or from statements or other documents for accounts held externally. In this role, the Associate will have significant contact with branch offices and will work on other projects related to the department and other systems within the area. The ideal ca...