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Compliance Analyst I - Supervisory Control Policies and Procedures
Stifel - Saint Louis, MO
The Compliance Analyst I is responsible for testing policies and procedures for multiple broker-dealer affiliates focusing on (FINRA rule 3120) Supervisory Control Testing. The Compliance Analyst I will enforce the system of supervisory control policies and procedures, test and verify compliance with securities laws and regulation, and create additional or amend supervisory procedures when i...
Branch Intern
Stifel - Fort Worth, TX
The Branch Intern will performing a wide variety of complex and confidential administrative duties for the Financial Advisors (FA), branch support staff, and branch management. This position will also participate in special projects. What We're Looking For Administrative duties as needed such as answering phones, filing, scanning, travel and expense repor...
Branch Intern
Stifel - Houston, TX
The Branch Intern will performing a wide variety of complex and confidential administrative duties for the Financial Advisors (FA), branch support staff, and branch management. This position will also participate in special projects. What We're Looking For Administrative duties as needed such as answering phones, filing, scanning, travel and expense repor...
Operations Associate - Cost Basis
Stifel - Saint Louis, MO
The Operations Associate is responsible for aiding in driving departmental results. This position will require collaboration among team members to execute on departmental objectives under direct supervision while following established procedures. What We're Looking For Accurately perform job duties as provided by leadership while adhering to departm...
Client Service Associate - NR
Stifel - Melbourne, FL
Under immediate supervision, Client Services Associate (NR) assists one or more Financial Advisor(s) (FA(s)) with the opening and maintenance of client accounts and records, performs a wide variety of administrative support duties, including but not limited to, word processing, preparing mailings, filing, answering the phone, obtaining approvals for FA(s) communications and advertisements, p...
Institutional Sales Liaison I - Equity
Stifel - New York, NY
The Sales Liaison I performs the administrative and operational tasks necessary to facilitate the smooth and efficient operation of the Sales Representatives' business. This includes monitoring, assisting, and recording transactions and ensuring that the office is properly equipped (supplies, technology, etc.) and functioning efficiently. This position partners with the Sales Representatives...
Real Assets PM & Origination Director
Stifel - Houston, TX
Our leading practice is looking to add a Director to our Project Management team. This Director will participate in the execution/project management of current real asset mandates as well as in the sourcing of new prospective clients across real assets. The Director will have exposure to all aspects of the real asset alternative investment market as well as North American-focused and Global ...
Manager of Project Management Office
Stifel - Saint Louis, MO
The Manager of the Project Management Office (PMO) will be responsible for leading and managing the organization's infrastructure project management function. This role will ensure effective project delivery, streamline processes, and enhance project management capabilities. You will work closely with cross-functional teams, senior management, and external stakeholders to drive project succe...
Registered Client Service Associate
Stifel - Hauppauge, NY
Under immediate supervision, Client Services Associate (Registered) assists one or more Financial Advisor(s) (FA(s)) with the opening and maintenance of client accounts and records, performs a wide variety of administrative support duties, including but not limited to, word processing, preparing mailings, filing, answering the phone, obtaining approvals for FA(s) communications and advertise...
Client Service Associate - NR
Stifel - Mission Viejo, CA
Under immediate supervision, Client Services Associate (NR) assists one or more Financial Advisor(s) (FA(s)) with the opening and maintenance of client accounts and records, performs a wide variety of administrative support duties, including but not limited to, word processing, preparing mailings, filing, answering the phone, obtaining approvals for FA(s) communications and advertisements, p...
Client Service Associate - NR
Stifel - Hauppauge, NY
Under immediate supervision, Client Services Associate (NR) assists one or more Financial Advisor(s) (FA(s)) with the opening and maintenance of client accounts and records, performs a wide variety of administrative support duties, including but not limited to, word processing, preparing mailings, filing, answering the phone, obtaining approvals for FA(s) communications and advertisements, p...
Fixed Income Analyst I-ALM
Stifel - Memphis, TN
The Fixed Income Analyst - ALM I supports the Fixed Income Strategies team by collecting, organizing, and analyzing data to produce and develop Asset/Liability Management Analyses for fixed-income clients. What We're Looking For Assist senior team members in analyzing financial statements, interest rates, liquidity, and credit risk. Process monthl...
Marketing Associate - Chicago
Stifel - Chicago, IL
The Origination Marketing Associate supports senior members of the Firm in the pursuit of marketing, fundraising, and new business and relationship management endeavours. This position is responsible for managing all matters related to office coordination. What We're Looking For Manage & schedule complex calendar requests, including making follow up phone...
Marketing Associate - New York
Stifel - New York, NY
The Origination Marketing Associate supports senior members of the Firm in the pursuit of marketing, fundraising, and new business and relationship management endeavours. This position is responsible for managing all matters related to office coordination. What We're Looking For Manage & schedule complex calendar requests, including making follow up phone...
Risk Trader
Stifel - New York, NY
The Risk Trader continually generates consistent positive revenue by buying or selling debt products at favorable prices so as to be able to buy or sell these same debt products to ultimate retail (Private Wealth Management) customers, through a Financial Advisor, ensuring compliance with relevant regulations and firm policies. Trading is almost exclusively customer-based as opposed to propr...
