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Compliance Analyst I - Municipal Compliance
Stifel - Baltimore, MD
Summary The Municipal Compliance Analyst I is a key member of the Municipal Compliance team responsible for compliance analysis and reporting requirements, including conducting conflict check requests and reviewing and approving political contribution requests and bond ballot contributions for the Firm. Essential Duties & Responsibilities ...
Senior Operations Analyst
Stifel - Baltimore, MD
The Senior Operations Analyst brings extensive operations expertise on a variety of subject matters including reconciliation, corporate actions processing, security master setup & maintenance, account setup & maintenance and performance calculations. The Senior Operations Analyst has in depth knowledge of the 1919ic specific workflows required to support the client facing Portfolio Managemen...
Compliance Analyst III – Global Control Room
Stifel - Baltimore, MD
Summary The Compliance Analyst III – Global Control Room will partner with other members of the team to support the Firm's Information Barrier Program and provide regulatory guidance to key business partners, including, but not limited to, investment banking and research. The Analyst III will be responsible for the analysis of Regulation M and the Research Safe Harbors...
Compliance Intern
Stifel - Baltimore, MD
Summary Compliance is currently offering a paid, summer 2024 internship to a college student entering her/his junior or senior year of college. The Intern will provide specific project support to Compliance by assisting with the digitization of core processes, becoming familiar with certain new regulatory requirements, and participating in implementing new protoc...
2025 Summer Analyst: Stifel Equity Research - Baltimore
Stifel - Baltimore, MD
About Stifel Equity Research The Stifel Equity Research Group is a recognized leader with a deep and broad spectrum of coverage. Our award-winning analysts are thought leaders, many with hands-on experience in their respective industries, offering objective, in-depth analysis and timely, actionable research ideas. Stifel is a top 10 provider of U.S. equity covera...
INVESTMENT BANKING ASSOCIATE - Diversified Services (Baltimore, MD)
Stifel - Baltimore, MD
SUMMARY At Stifel, Associates act as the keystone of all project teams, serving as a project manager taking guidance from senior bankers and managing and mentoring financial analysts. Associates work on small, client-focused teams within the Corporate Finance and M&A disciplines. Associates in our Boston-based Consumer group will develop an industry coverage expertise ...
Compliance Analyst-Eqty Sales-Trding
Stifel - Baltimore, MD
Summary The Compliance Analyst supports the Firm's Equity Sales and Trading Compliance Department, focusing on equity market making, options, and electronic trading desks. Essential Duties & Responsibilities Assist in maintaining an effective trading compliance program through monitoring and surveillance of sales and trading activities...
HR Business Partner
Stifel - Baltimore, MD
Job Summary The HR Business Partner provides consultative human resources support to business units. This position will assist on the interpretation of Human Resources programs, policies, and procedures to ensure alignment with business objectives and work cultures in achieving business goals while minimizing risk to the Firm. Essential Duties & Responsib...
