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CLIENT SERVICE ASSOCIATE
Stifel - White Plains, NY
Summary Under immediate supervision, Client Services Associate (Registered) assists one or more Financial Advisor(s) with the opening and maintenance of client accounts and records, performs a wide variety of administrative support duties, including but not limited to, word processing, preparing mailings, filing, answering the phone, obtaining approvals for...
FI Credit Union Regulatory Strategist
Stifel - Hauppauge, NY
The FI Credit Union Regulatory Strategist provides regulatory consulting services to the firm's credit union clients, including capital markets Policy reviews, quarterly Policy compliance reporting, and pre and post examination consultation and support. ESSENTIAL DUTIES AND RESPONSIBILITIES Strong comprehension of the credit union industry's regulatory frame...
