Sr Compliance Officer Job Listing at Valley Bank in Morristown, NJ (Job ID 24-586)

Description

Responsibilities include but are not limited to:

• Develop and/or maintain effective compliance monitoring programs and risk assessments.
• Provide advice and assistance to management on compliance issues and related opportunities for process improvements.
• Keep abreast of all regulatory changes that impact Valley products and ensure advertising materials are updated to meet compliance of regulations.
• Conduct research in response to compliance questions from other departments of the bank.
• Participate in regulatory compliance examinations performed by the OCC and CFPB. Documents results and presents to management.
• Investigate and prepare responses to audits performed by outside agencies, including the OCC and CFPB. Identify areas of potential vulnerability and risk, develop corrective action plans, and provide general guidance to address issues.
• Assist in the development, implementation and monitoring of compliance program training materials. Conduct compliance training, as needed. Assist in developing senior management presentations.
• In the absence of the Manager, Compliance or CCO, provides mentorship to others in the day- to- day operations of the department.