DHG Job - 40330493 | CareerArc
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Company: DHG
Location: Charlotte, NC
Career Level: Associate
Industries: Banking, Insurance, Financial Services


Company Profile:


DHG is a leading professional services firm offering assurance, tax and advisory services to clients nationwide and internationally. Our strength lies in our technical knowledge, industry intelligence and future focused approach combined with our drive to help our clients achieve their goals, both today and tomorrow. DHG's professionals are passionate about providing an unparalleled client experience as we listen, innovate and act to help our clients. DHG ranks among the top 20 professional services firms in the nation, providing assurance, tax, and advisory services. With more than 2,000 professionals across the United States, the DHG team serves clients in 50 states and internationally.

Requisition Number: 2021-7725

Position Title:

External Description: Responsibilities

  • Manage relationships with client-side stakeholders to facilitate project fulfillment
  • Serve as a key client contact by planning, coordinating and executing cross-functional risk projects
  • Exercise independent thinking skills by making decisions related to Finance and Accounting Transformation, Regulatory change, and Data Management.
  • Responsible for all phases of project life cycle, including execution of deliverables, team communications, staffing requirements, job planning and scheduling
  • Responsible for staying up to date on developments regarding the market, changes in regulation, new technology, etc.
  • Create and Develop Knowledge Share documentation on regulatory topics related to broker dealers
  • Responsible for supporting project teams in order to deliver exceptional client service
  • Adhere to DHG compliance standards in all aspects of job responsibilities




  • BA or BS Accounting, Finance, Business, or related field required
  • 0-3 years of relevant work experience
  • Operational knowledge of swaps accounting and processing
  • Understanding of SEA Rule 15c3-3 Customer Reserve and 15c3-1 Net Capital
  • Understanding and ability to apply knowledge of FINRA Rule 4210 Margin
  • Proficiency in MS Office: Word, Excel, Power Point and Outlook
  • Desired proficiency in AxiomSL and Broadridge

  • Master's Degree preferred
  • Ability to travel
  • Knowledge of SWAPs Processing and Accounting

City: Charlotte

State: North Carolina

Community / Marketing Title: DHG- Regulatory Advisory Consultant


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