Wealth Mgmt. Supp Ops Manager - NYC, NY Job Listing at Valley Bank in New York, NY (Job ID 24-225)

Description

Responsibilities include but are not limited to:

• Manage the settlement process for securities trades to ensure timely and accurate completion.
• Coordinate with custodians, brokers, and other external parties to resolve settlement issues.
• Ensure compliance with relevant regulatory requirements, industry standards, and internal policies.
• Keep abreast of changes in securities regulations and implement necessary adjustments to operations.
• Identify potential operational risks related to securities transactions and implement risk mitigation strategies.
• Develop and maintain contingency plans to address potential disruptions in securities operations.
• Monitor and report on key risk indicators to senior management.
  Identify opportunities for automation and process improvements to enhance operational efficiency.
• Collaborate with front-office teams, such as traders and relationship managers, to facilitate smooth securities transactions.
• Provide support to clients regarding securities-related inquiries and operational matters.
• Coordinate with internal stakeholders to address any issues or challenges that may arise in securities operations.