Fidelity Investments Job - 32411228 | CareerArc
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Company: Fidelity Investments
Location: Jersey City, NJ
Career Level: Entry Level
Industries: Banking, Insurance, Financial Services


Job Description:

Fidelity Institutional (FI), with particular emphasis on matters involving sales and trading matters for our Capital Markets division. You will be responsible for responding to regulatory inquiries and handling examinations related to clearing and custody and Capital Markets! Other businesses you will support include Operations & Services group functions, and enterprise-wide policies and functions impacting FI. We work to optimally be a phenomenal partner with regulators and work with integrity to protect Fidelity's reputation!

The Expertise You have
  • Bachelor's Degree required, JD or MBA or advanced business degree preferred
  • 5+ years of financial services experience
  • Securities industry or regulatory experience preferred
  • Product knowledge to include equities and fixed income sales and trading
The Skills You Bring
  • Your comprehensive understanding of the brokerage business and compliance function
  • You can draft responses to reg inquiries, certain disciplinary actions and exam findings
  • You are able to partner with the legal department concerning litigation, regular investigations and regulatory filings
  • You are effective when communication with regulators and internal business partners
  • You thrive in a fast-paced environment
  • You develop reports for management relating to regulatory issues
The Value You Deliver
  • Responding to regulatory inquiries accurately and in a timely manner
  • Sharing knowledge of securities markets and associated regulations
  • Conducting detailed research and collaborate with business partners, compliance peers, and Legal
  • Identifying core regulatory and compliance issues in a trading environment
Certifications: Category: Compliance

Company Overview

At Fidelity, we are focused on making our financial expertise broadly accessible and effective in helping people live the lives they want. We are a privately held company that places a high degree of value in creating and nurturing a work environment that attracts the best talent and reflects our commitment to our associates. We are proud of our diverse and inclusive workplace where we respect and value our associates for their unique perspectives and experiences. For information about working at Fidelity, visit

Fidelity Investments is an equal opportunity employer.

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